Calamos Asset Management Inc (CLMS) Financial Statements (2023 and earlier)
Company Profile
| Business Address |
2020 CALAMOS COURT NAPERVILLE, IL 60563-1463 |
| State of Incorp. | |
| Fiscal Year End | December 31 |
| Industry (SIC) | 6211 - Security Brokers, Dealers, and Flotation Companies (benchmarking) |
| More info | Complete Financial Analysis Financial Benchmarking |
Balance Sheet (Statement of Financial Position) ($ in thousands)Annual | Quarterly
| 9/30/2016 Q3 | 6/30/2016 Q2 | 3/31/2016 Q1 | 12/31/2015 Q4 | 9/30/2015 Q3 | 6/30/2015 Q2 | 3/31/2015 Q1 | |||
|---|---|---|---|---|---|---|---|---|---|
| ASSETS | |||||||||
| Current Assets | |||||||||
| Cash, cash equivalents, and short-term investments | 158,160 | 137,384 | 361,774 | 350,962 | 368,092 | 362,457 | |||
| Cash and cash equivalents | 102,570 | 77,797 | 104,717 | 92,753 | 90,018 | 72,812 | |||
| Short-term investments | 55,590 | 59,587 | 257,057 | 258,209 | 278,074 | 289,645 | |||
| Receivables | 12,109 | 12,021 | 13,891 | 13,782 | 15,321 | 16,017 | |||
| Prepaid expense | 4,345 | 4,380 | 3,709 | 3,636 | 3,983 | 4,201 | |||
| Derivative instruments and hedges, assets | 3,991 | 5,241 | 4,311 | ||||||
| Other current assets | 911 | 617 | 631 | 5,249 | 3,902 | 2,770 | |||
| Other undisclosed current assets | 626,468 | 612,770 | 124,810 | 120,131 | 125,997 | 127,595 | |||
| Total current assets: | 805,984 | 772,413 | 509,126 | 493,760 | 517,295 | 513,040 | |||
| Noncurrent Assets | |||||||||
| Property, plant and equipment | 13,451 | 13,027 | 13,308 | 13,658 | 13,583 | 13,740 | |||
| Intangible assets, net (including goodwill) | 7,202 | 7,252 | 7,301 | 7,351 | 6,380 | 6,380 | |||
| Goodwill | 7,202 | 7,252 | 6,755 | 7,351 | 6,380 | 6,380 | |||
| Intangible assets, net (excluding goodwill) | 546 | ||||||||
| Other noncurrent assets | 1,617 | 1,562 | 1,717 | 1,865 | 2,059 | 2,252 | |||
| Other undisclosed noncurrent assets | 37,934 | 38,191 | 30,010 | 29,346 | 29,200 | 31,098 | |||
| Total noncurrent assets: | 60,204 | 60,032 | 52,336 | 52,220 | 51,222 | 53,470 | |||
| TOTAL ASSETS: | 866,188 | 832,445 | 561,462 | 545,980 | 568,517 | 566,510 | |||
| LIABILITIES AND EQUITY | |||||||||
| Liabilities | |||||||||
| Current Liabilities | |||||||||
| Accounts payable and accrued liabilities | 21,584 | 15,712 | 35,091 | 29,177 | 23,553 | 17,915 | |||
| Interest and dividends payable | 1,390 | 632 | 1,390 | 632 | 1,390 | 632 | |||
| Employee-related liabilities | 15,915 | 10,826 | 28,583 | 23,188 | 14,785 | 10,845 | |||
| Accrued liabilities | 4,279 | 4,254 | 5,118 | 5,357 | 7,378 | 6,438 | |||
| Derivative instruments and hedges, liabilities | 9,590 | 8,370 | 5,475 | ||||||
| Other undisclosed current liabilities | 20,178 | 26,988 | 7,716 | 8,584 | 8,465 | 10,504 | |||
| Total current liabilities: | 51,352 | 51,070 | 48,282 | 37,761 | 32,018 | 28,419 | |||
| Noncurrent Liabilities | |||||||||
| Long-term debt and lease obligation | 45,955 | 45,955 | 45,955 | 45,955 | 45,955 | 45,955 | |||
| Long-term debt, excluding current maturities | 45,955 | 45,955 | 45,955 | 45,955 | 45,955 | 45,955 | |||
| Liabilities, other than long-term debt | 12,392 | 10,340 | 10,831 | 11,102 | 10,253 | 10,045 | |||
| Deferred revenue and credits | 8,559 | 8,667 | 8,788 | 8,820 | 8,835 | 8,821 | |||
| Other liabilities | 3,833 | 1,673 | 2,043 | 2,282 | 1,418 | 1,224 | |||
| Total noncurrent liabilities: | 58,347 | 56,295 | 56,786 | 57,057 | 56,208 | 56,000 | |||
| Total liabilities: | 109,699 | 107,365 | 105,068 | 94,818 | 88,226 | 84,419 | |||
| Temporary equity, carrying amount | 409,908 | 378,725 | 77,835 | ||||||
| Equity | |||||||||
| Equity, attributable to parent, including: | 186,992 | 189,028 | 193,730 | 194,505 | 201,230 | 202,556 | |||
| Treasury stock, value | (117,748) | (117,542) | (113,579) | (111,986) | (110,829) | (109,062) | |||
| Additional paid in capital | 226,872 | 226,649 | 224,065 | 223,334 | 223,463 | 222,614 | |||
| Accumulated other comprehensive income (loss) | 134 | (64) | 1,110 | (788) | 2,374 | 2,061 | |||
| Retained earnings | 77,477 | 79,728 | 81,881 | 83,693 | 85,970 | 86,692 | |||
| Other undisclosed equity, attributable to parent | 257 | 257 | 253 | 252 | 252 | 251 | |||
| Equity, attributable to noncontrolling interest | 77,835 | 74,194 | 78,721 | 79,216 | |||||
| Other undisclosed equity | 159,589 | 157,327 | 106,994 | 108,269 | 121,619 | 121,103 | |||
| Total equity: | 346,581 | 346,355 | 378,559 | 376,968 | 401,570 | 402,875 | |||
| Other undisclosed liabilities and equity | 74,194 | 78,721 | 79,216 | ||||||
| TOTAL LIABILITIES AND EQUITY: | 866,188 | 832,445 | 561,462 | 545,980 | 568,517 | 566,510 | |||
Income Statement (P&L) ($ in thousands)Annual | Quarterly
| 9/30/2016 Q3 | 6/30/2016 Q2 | 3/31/2016 Q1 | 12/31/2015 Q4 | 9/30/2015 Q3 | 6/30/2015 Q2 | 3/31/2015 Q1 | ||
|---|---|---|---|---|---|---|---|---|
| Revenues | 48,274 | 48,501 | 55,494 | 57,618 | 60,351 | 57,417 | ||
| Financial services revenue | 39,452 | 39,548 | 45,178 | 46,738 | 48,962 | 45,948 | ||
| Gross profit: | 48,274 | 48,501 | 55,494 | 57,618 | 60,351 | 57,417 | ||
| Operating expenses | (45,756) | (44,213) | (46,369) | (48,991) | (46,259) | (58,922) | ||
| Operating income (loss): | 2,518 | 4,288 | 9,125 | 8,627 | 14,092 | (1,505) | ||
| Nonoperating income (expense) | 1,628 | (14,320) | 118 | (11,714) | (29) | 5,007 | ||
| Investment income, nonoperating | 4,072 | (13,623) | (945) | (10,997) | 692 | 5,737 | ||
| Other nonoperating income (expense) | (49) | 28 | 13 | 152 | (16) | |||
| Interest and debt expense | (764) | (764) | (764) | (766) | (766) | (774) | ||
| Income (loss) from continuing operations before equity method investments, income taxes: | 3,382 | (10,796) | 8,479 | (3,853) | 13,297 | 2,728 | ||
| Other undisclosed income from continuing operations before income taxes | 764 | 764 | 764 | 766 | 766 | 774 | ||
| Income (loss) from continuing operations before income taxes: | 4,146 | (10,032) | 9,243 | (3,087) | 14,063 | 3,502 | ||
| Income tax expense (benefit) | (161) | (758) | (626) | 46 | (1,275) | (465) | ||
| Income (loss) from continuing operations: | 3,985 | (10,790) | 8,617 | (3,041) | 12,788 | 3,037 | ||
| Income (loss) before gain (loss) on sale of properties: | 3,985 | (10,790) | 8,617 | (3,041) | 12,788 | 3,037 | ||
| Net income (loss): | 3,985 | (10,790) | 8,617 | (3,041) | 12,788 | 3,037 | ||
| Net income (loss) attributable to noncontrolling interest | (903) | 2,390 | (4,069) | (894) | (11,249) | 112 | ||
| Other undisclosed net income (loss) attributable to parent | (2,858) | 7,078 | (3,718) | 4,298 | 494 | (3,048) | ||
| Net income (loss) available to common stockholders, diluted: | 224 | (1,322) | 830 | 363 | 2,033 | 101 | ||
Comprehensive Income ($ in thousands)Annual | Quarterly
| 9/30/2016 Q3 | 6/30/2016 Q2 | 3/31/2016 Q1 | 12/31/2015 Q4 | 9/30/2015 Q3 | 6/30/2015 Q2 | 3/31/2015 Q1 | ||
|---|---|---|---|---|---|---|---|---|
| Net income (loss): | 3,985 | (10,790) | 8,617 | (3,041) | 12,788 | 3,037 | ||
| Other comprehensive income (loss) | 1,298 | (7,702) | 11,374 | (18,014) | 1,198 | 7,715 | ||
| Comprehensive income (loss): | 5,283 | (18,492) | 19,991 | (21,055) | 13,986 | 10,752 | ||
| Comprehensive income (loss), net of tax, attributable to noncontrolling interest | (903) | 2,390 | (4,069) | (894) | (11,249) | 112 | ||
| Other undisclosed comprehensive income (loss), net of tax, attributable to parent | (3,958) | 13,606 | (13,193) | 19,150 | (391) | (9,999) | ||
| Comprehensive income (loss), net of tax, attributable to parent: | 422 | (2,496) | 2,729 | (2,799) | 2,346 | 865 | ||
Statements Sources
The financial statements are based on the Company's filings with the U.S. Securities and Exchange Commission (SEC) through the Electronic Data Gathering, Analysis, and Retrieval system (EDGAR). The information is derived from the 10-K and 10-Q reports submitted to the SEC in XBRL (eXtensible Business Reporting Language) format and presented according to the US GAAP Taxonomy. Please review the original filings for a more detailed information.